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SEC WILL FOCUS ON TRADITIONAL CASES UNDER NEW LEADERSHIP

  • NEWS Desk Global
  • Mar 24, 2025
  • 1 min read



The U.S. Securities and Exchange Commission will likely focus on more traditional cases under incoming leadership, including those involving individual wrongdoing and fraud targeting elders, the agency's acting enforcement director said on Monday.

The SEC has pioneered novel enforcement theories in recent years, such as a 2021 "shadow trading" case, which it won. But it is in the midst of a major pivot and staff exodus since Republicans took the helm at the agency in January.

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